UNIQ FAMILY WEALTH LIMITED

• Principal Place of Business

  Fairway House

  Links Business Park

  Fortran Road

  St Mellons

  Cardiff

  CF3 0LT

  UNITED KINGDOM

  Phone

  +4402920782330

  Web

  https://www.uniqfamilywealth.co.uk

• Complaints Contact

  Fairway House

  Links Business Park

  Fortran Road

  St Mellons

  Cardiff

  CF3 0LT

  UNITED KINGDOM

  Phone

  +4402920782330

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander John Jones

  IRN AJJ01126

  • CF30 Customer (29 Mar 2019 to 5 Aug 2019)
• Carrie Elizabeth Garrett

  IRN CEG01059

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2021)
• Gareth Anthony William Harris

  IRN GAH01129

  • CF30 Customer (17 Jul 2013 to 27 Apr 2014)
• Gemma Lee Williams

  IRN GLD01027

  • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
  • CF1 Director (1 Aug 2013 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
• Ian Stuart Else

  IRN ISE01003

  • CF1 Director (5 Sep 2019 to 2 Oct 2019)
  • CF30 Customer (5 Sep 2019 to 2 Oct 2019)
• Jonathan Kevin Foley

  IRN JKF01036

  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Jan 2017)
  • CF10 Compliance Oversight (1 Sep 2015 to 19 Jan 2017)
  • CF11 Money Laundering Reporting (1 Sep 2015 to 19 Jan 2017)
  • CF1 Director (1 Sep 2015 to 19 Jan 2017)
• Linda Joyce Isaac

  IRN LJI00001

  • CF30 Customer (18 Jun 2018 to 22 Apr 2019)
• Lisa Jane Russell

  IRN LJR01086

  • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 14 Sep 2023)
• Marlene Jennifer Outrim

  IRN MJS00015

  • 11. Pension transfer specialist
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 22 Jul 2020)
  • [FCA CF] Client dealing (since 22 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 19 Jan 2017)
  • CF28 Systems and controls (13 Jun 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Jun 2014 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Jul 2013 to 29 Aug 2013)
• Martin Jeffrey Hunt

  IRN MJH01588

  • CF30 Customer (15 Jul 2013 to 11 Oct 2016)

No changes recorded yet.