Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 8 Oct 2020)
- [FCA CF] Client dealing (since 8 Oct 2020)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (3 Nov 2016 to 16 Nov 2018)
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- Employed By (3 Nov 2016 to 16 Nov 2018)
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- CF30 Customer (15 Jul 2013 to 11 Oct 2016)
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- CF30 Customer (10 Jul 2012 to 31 Jul 2013)
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- CF30 Customer (11 Jan 2011 to 1 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.