Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2020)
    • [FCA CF] Client dealing (since 8 Oct 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (3 Nov 2016 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (3 Nov 2016 to 16 Nov 2018)
  • UNIQ FAMILY WEALTH LIMITED (no longer approved here)

    FRN 594440

    • CF30 Customer (15 Jul 2013 to 11 Oct 2016)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF30 Customer (10 Jul 2012 to 31 Jul 2013)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (11 Jan 2011 to 1 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.