Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2026)
    • Responsible for Insurance Distribution (since 4 Feb 2026)
    • SMF16 Compliance Oversight (since 4 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
    • SMF3 Executive Director (since 4 Feb 2026)
    • [FCA CF] Client dealing (since 4 Feb 2026)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2026)
    • CF30 Customer (20 Nov 2019 to 2 Feb 2026)
    • CF1 Director (AR) (20 Nov 2019 to 2 Feb 2026)
  • 4 Financial Planning Ltd (no longer approved here)

    FRN 916533

    • Employed By (20 Nov 2019 to 2 Feb 2026)
  • UNIQ FAMILY WEALTH LIMITED (no longer approved here)

    FRN 594440

    • CF1 Director (5 Sep 2019 to 2 Oct 2019)
    • CF30 Customer (5 Sep 2019 to 2 Oct 2019)
  • Statehouse Financial Management Limited (no longer approved here)

    FRN 401761

    • CF30 Customer (1 May 2012 to 13 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.