Statehouse Financial Management Limited

• Principal Place of Business

  Unit 9 Cirencester Office Park

  Tetbury Road

  Cirencester

  Gloucestershire

  GL7 6JJ

  UNITED KINGDOM

  Phone

  +447717638982

  Web

  https://www.statehousefinancial.uk

• Complaints Contact

  Unit 9 Cirencester Office Park

  Tetbury Road

  Cirencester

  Gloucestershire

  GL7 6JJ

  UNITED KINGDOM

  Phone

  +447717638982

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Ian Osborne

  IRN AIO00003

  • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
  • CF21 Investment Adviser (14 Oct 2004 to 31 Oct 2007)
• Andrew Gordon Thatcher

  IRN AGT00004

  • CF30 Customer (1 Jul 2015 to 22 Dec 2015)
• Andrew Peter Kemp

  IRN APK00003

  • CF2 Non Executive Director (3 Nov 2005 to 17 Feb 2006)
  • CF1 Director (5 Oct 2004 to 27 Oct 2005)
  • CF24 Pension Transfer Specialist (5 Oct 2004 to 17 Feb 2006)
  • CF21 Investment Adviser (5 Oct 2004 to 22 Feb 2006)
  • CF11 Money Laundering Reporting (5 Oct 2004 to 27 Oct 2005)
• Anne Steel

  IRN AXS00337

  • CF22 Investment Adviser (Trainee) (27 Jun 2007 to 23 Oct 2007)
  • CF11 Money Laundering Reporting (4 Nov 2005 to 23 Apr 2008)
  • CF10 Compliance Oversight (4 Nov 2005 to 23 Apr 2008)
  • CF1 Director (4 Nov 2005 to 23 Apr 2008)
• Cara Julie Philippidis

  IRN CJP01197

  • CF30 Customer (8 Nov 2011 to 17 Feb 2012)
• David Eric Wescombe

  IRN DEW00024

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
• David Shrimpton

  IRN DXS01764

  • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
  • CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
• David Zerfahs

  IRN DXZ00001

  • CF30 Customer (1 Dec 2009 to 31 May 2011)
• Dennis Joseph Mizzi

  IRN DJM01360

  • CF1 Director (AR) (10 Oct 2014 to 21 Jul 2017)
  • CF30 Customer (1 Oct 2014 to 21 Jul 2017)
• Ian Stuart Else

  IRN ISE01003

  • CF30 Customer (1 May 2012 to 13 Jun 2014)

• Paul Andrew Robinson (no longer appointed)

  FRN 740351 · Appointed 15 Mar 2016 · Until 16 Sep 2020

• Financial Clarity Ltd (no longer appointed)

  FRN 495947 · Appointed 3 Sep 2014 · Until 22 Jul 2017

• Statehouse Private Wealth Limited (no longer appointed)

  FRN 589094 · Appointed 3 Oct 2012 · Until 25 May 2022

• David Zerfahs (no longer appointed)

  FRN 513654 · Appointed 1 Dec 2009 · Until 31 May 2011

• Statehouse Consultancy Limited (no longer appointed)

  FRN 473119 · Appointed 25 Sep 2007 · Until 14 Mar 2011

No changes recorded yet.