Statehouse Financial Management Limited

Date authorised
1 April 2013
Companies House
04901332
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 9 Cirencester Office Park
    Tetbury Road
    Cirencester
    Gloucestershire
    GL7 6JJ
    UNITED KINGDOM
    Phone
    +447717638982
    Web
    https://www.statehousefinancial.uk

  • Complaints Contact

    Unit 9 Cirencester Office Park
    Tetbury Road
    Cirencester
    Gloucestershire
    GL7 6JJ
    UNITED KINGDOM
    Phone
    +447717638982

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Weston

    IRN JAW01289

    • CF30 Customer (2 Jan 2012 to 3 Apr 2012)
  • Joan Freeburn Ann Yardley

    IRN JFY00001

    • CF30 Customer (1 Dec 2009 to 31 Oct 2010)
  • Judith Mary Williams

    IRN JMP00043

    • CF11 Money Laundering Reporting (19 Jul 2010 to 9 Jan 2012)
    • CF1 Director (19 Jul 2010 to 30 Nov 2011)
    • CF10 Compliance Oversight (19 Jul 2010 to 9 Jan 2012)
    • CF30 Customer (18 Jun 2009 to 9 Mar 2012)
    • CF21 Investment Adviser (21 Feb 2006 to 3 Nov 2006)
  • Lisa Elaine Slater-Brooks

    IRN LES01054

    • CF1 Director (11 Dec 2012 to 17 Mar 2015)
  • Michael John Smith

    IRN MJS00121

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (5 Oct 2004 to 31 Oct 2007)
  • Nicholas John Cowen

    IRN NJC00037

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 25 Oct 2012)
    • CF30 Customer (since 1 Nov 2007)
    • CF11 Money Laundering Reporting (13 Jan 2012 to 8 Dec 2019)
    • CF1 Director (AR) (4 Oct 2007 to 14 Mar 2011)
    • CF24 Pension Transfer Specialist (22 Feb 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (5 Oct 2004 to 31 Mar 2009)
    • CF1 Director (5 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Oct 2004 to 28 Oct 2005)
    • CF21 Investment Adviser (5 Oct 2004 to 31 Oct 2007)
  • Paul Andrew Robinson

    IRN PAR00037

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2023)
    • CF30 Customer (20 May 2016 to 2 Jun 2023)
  • Peter John Cowen

    IRN PJC00025

    • CF30 Customer (1 Nov 2007 to 15 Apr 2009)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Samantha Jane Perks

    IRN SJT01212

    • CF30 Customer (14 Nov 2008 to 24 Nov 2010)
  • Sara Haines

    IRN SLF01048

    • CF1 Director (AR) (1 Dec 2014 to 17 May 2016)
    • CF30 Customer (22 Jul 2013 to 18 Dec 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.