Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2023)
- CF30 Customer (20 May 2016 to 2 Jun 2023)
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- CF30 Customer (1 Nov 2007 to 2 Jun 2016)
- CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Apr 2007 to 20 Sep 2007)
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- (3)Employed By (22 Dec 1999 to 17 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.