Statehouse Financial Management Limited

Watch for changes

FRN: 401761
Date authorised: 1 April 2013
Companies House: 04901332
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit 9 Cirencester Office Park

Tetbury Road

Cirencester

Gloucestershire

GL7 6JJ

UNITED KINGDOM

Phone

+447717638982

Web

https://www.statehousefinancial.uk
Complaints Contact

Unit 9 Cirencester Office Park

Tetbury Road

Cirencester

Gloucestershire

GL7 6JJ

UNITED KINGDOM

Phone

+447717638982

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Retail (Investment), Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Simon John Nicholas Brown
IRN SJB01558
- CF30 Customer (23 Feb 2009 to 5 Oct 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Paul Andrew Robinson (no longer appointed)
FRN 740351 · Appointed 15 Mar 2016 · Until 16 Sep 2020
Financial Clarity Ltd (no longer appointed)
FRN 495947 · Appointed 3 Sep 2014 · Until 22 Jul 2017
Statehouse Private Wealth Limited (no longer appointed)
FRN 589094 · Appointed 3 Oct 2012 · Until 25 May 2022
David Zerfahs (no longer appointed)
FRN 513654 · Appointed 1 Dec 2009 · Until 31 May 2011
Statehouse Consultancy Limited (no longer appointed)
FRN 473119 · Appointed 25 Sep 2007 · Until 14 Mar 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.