Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2024)
    • CF1 Director (AR) (since 22 Oct 2024)
    • CF30 Customer (since 22 Oct 2024)
    • (1)Employed By (since 22 Oct 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (5 Jan 2017 to 4 May 2018)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (23 Apr 2012 to 9 Jan 2014)
  • Statehouse Financial Management Limited (no longer approved here)

    FRN 401761

    • CF30 Customer (2 Jan 2012 to 3 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.