UNIQ FAMILY WEALTH LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Fairway HouseLinks Business ParkFortran RoadSt MellonsCardiffCF3 0LTUNITED KINGDOM- Phone
- +4402920782330
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Complaints Contact
Fairway HouseLinks Business ParkFortran RoadSt MellonsCardiffCF3 0LTUNITED KINGDOM- Phone
- +4402920782330
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Patrick Trevelyan Rich
IRN MPR00001
- CF30 Customer (10 Jul 2017 to 22 Jan 2018)
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Michael Roger Jeffery
IRN MRJ01059
- CF30 Customer (26 Jun 2018 to 27 Nov 2018)
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Niraj Niranjan Vyas
IRN NNV00002
- CF11 Money Laundering Reporting (28 Aug 2013 to 27 May 2014)
- CF28 Systems and controls (28 Aug 2013 to 27 May 2014)
- CF10 Compliance Oversight (28 Aug 2013 to 27 May 2014)
- CF1 Director (28 Aug 2013 to 27 May 2014)
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Peter Brinley Coleman
IRN PBC01043
- CF30 Customer (12 Jul 2016 to 20 Oct 2016)
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Rachel Bevan
IRN RXB00444
- SMF3 Executive Director (since 13 Aug 2021)
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Sally Ann Moore
IRN SAC00037
- CF30 Customer (8 Feb 2017 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.