Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (4 May 2020 to 27 Apr 2022)
- [FCA CF] Client dealing (4 May 2020 to 27 Apr 2022)
- CF30 Customer (4 May 2020 to 27 Apr 2022)
- CF1 Director (AR) (4 May 2020 to 27 Apr 2022)
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- CF30 Customer (26 Jun 2018 to 27 Nov 2018)
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- CF30 Customer (6 Oct 2011 to 20 Jun 2018)
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- CF21 Investment Adviser (27 Jul 2006 to 27 Jul 2007)
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- (1)Employed By (27 Jul 2004 to 1 Oct 2006)
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- CF21 Investment Adviser (27 Feb 2004 to 30 Apr 2004)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 27 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.