Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (since 6 Jun 2024)
-
HFS Milbourne Financial Services Limited
FRN 125051
- [FCA CF] Manager of certification employee (since 19 Jan 2024)
-
HW Financial Services Limited
FRN 134190
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
-
Evelyn Partners Financial Planning Limited
FRN 136414
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
-
- [FCA CF] Manager of certification employee (22 Jun 2022 to 1 Apr 2026)
-
- CF1 Director (28 Aug 2013 to 27 May 2014)
- CF10 Compliance Oversight (28 Aug 2013 to 27 May 2014)
- CF11 Money Laundering Reporting (28 Aug 2013 to 27 May 2014)
- CF28 Systems and controls (28 Aug 2013 to 27 May 2014)
-
- CF30 Customer (15 Feb 2012 to 27 Mar 2013)
- CF29 Significant management (30 Dec 2011 to 4 Jul 2013)
-
- CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2004 to 3 Apr 2006)
-
- CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2004 to 3 Apr 2006)
-
- CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2004 to 3 Apr 2006)
- CF21 Investment Adviser (25 Sep 2002 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.