HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Jackson

  IRN AXJ00163

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2024)
• Abbie Bell

  IRN AXC21652

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Abigail de Wolf

  IRN AXD00755

  • [FCA CF] Client dealing (since 18 May 2023)
• Adam Deacon

  IRN ACD01136

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 5 Apr 2023)
• Adam Mark Osper

  IRN AMO00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Feb 2014 to 8 Dec 2019)
• Adam Parker

  IRN AXP01693

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
  • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
• Adam Parker

  IRN AXP01859

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Significant management (since 24 Sep 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Adrian Simon Cross

  IRN ASC00008

  • [FCA CF] Client dealing (15 Jun 2023 to 18 Feb 2026)
• Adrian Swain Stokes

  IRN ASS00005

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 15 May 2013)
  • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
• Akpofure Enamejewa

  IRN AXE00326

  • [FCA CF] Client dealing (since 5 Nov 2025)

No changes recorded yet.