Adam Parker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities

    FRN 124255

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Jun 2009 to 8 Dec 2019)
  • HFS Milbourne Financial Services Limited

    FRN 125051

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 27 Mar 2023)
    • [FCA CF] Significant management (since 21 Jul 2022)
  • Evelyn Partners Investment Services Limited

    FRN 131816

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 11 Aug 2023)
    • [FCA CF] Significant management (since 24 Sep 2020)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited

    FRN 223074

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 19 Nov 2021)
    • [FCA CF] Significant management (since 24 Sep 2020)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED

    FRN 142989

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Significant management (since 24 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
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