HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Barral

  IRN AXB03184

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2023)
• Alan Charlesworth

  IRN ADC00019

  • CF30 Customer (1 Nov 2007 to 23 Apr 2009)
  • CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (25 Jan 2006 to 31 Oct 2007)
• Alan Robin Quantick

  IRN ARQ00003

  • CF21 Investment Adviser (12 Jan 2006 to 12 Jan 2006)
• Alan Samuel Laverty

  IRN AXL01654

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alan William Edwards

  IRN AWE00004

  • [FCA CF] Manager of certification employee (12 Jul 2022 to 7 Jun 2023)
  • [FCA CF] Significant management (1 Jan 2021 to 7 Jun 2023)
  • CF1 Director (10 May 2016 to 29 Jan 2020)
• Alec Merrett

  IRN AXM05017

  • SMF5 Head of Internal Audit (since 24 Sep 2025)
  • [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
• Alex Edward Morton

  IRN AEM01161

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
  • [FCA CF] Client dealing (since 11 Apr 2022)
• Alex James Nielsen

  IRN AXN00263

  • [FCA CF] Functions requiring qualifications (22 Sep 2022 to 27 Feb 2024)
  • [FCA CF] Client dealing (22 Sep 2022 to 27 Feb 2024)
• Alexander Cameron Tait

  IRN AXT00595

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2025)
  • [FCA CF] Client dealing (since 18 Jun 2025)
• Alexander George Dunn

  IRN AGD01062

  • CF30 Customer (5 Jan 2017 to 14 Jul 2017)

No changes recorded yet.