Alan Barral

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (2 Jun 2023 to 16 Apr 2025)
    • CF30 Customer (19 May 2023 to 16 Apr 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2023)
    • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • CF30 Customer (1 Dec 2015 to 13 Jan 2018)
  • Buzzacott Financial Services Limited (no longer approved here)

    FRN 131355

    • CF30 Customer (19 Mar 2014 to 1 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.