Buzzacott Financial Services Limited

• Principal Place of Business

  Buzzacott LLP

  St. Peters House

  130 Wood Street

  London

  City Of London

  EC2V 6DL

  UNITED KINGDOM

  Phone

  +4402075561256

  Web

  https://www.buzzacott.co.uk

• Complaints Contact

  Buzzacott LLP

  St. Peters House

  130 Wood Street

  London

  City Of London

  EC2V 6DL

  UNITED KINGDOM

  Phone

  +4402075561256

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akintunde Olumide Coker

  IRN AOC01007

  • CF1 Director (6 Nov 2008 to 26 Oct 2010)
• Alan Barral

  IRN AXB03184

  • CF30 Customer (19 Mar 2014 to 1 Jun 2015)
• Alexander William Ripoll Eichhorn

  IRN AWE01015

  • CF4 Partner (AR) (4 Jul 2008 to 30 Nov 2008)
• Amanda Susannah Francis

  IRN ASF01058

  • CF1 Director (29 Oct 2010 to 1 Dec 2019)
• Benjamin James Waters

  IRN BXW01276

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
• David James Frost

  IRN DJF00010

  • CF1 Director (1 Dec 2001 to 3 Sep 2004)
• David Michael Fardell

  IRN DMF01069

  • CF1 Director (6 Nov 2008 to 26 Oct 2010)
• David Paul Horowitz

  IRN DPH01123

  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 28 Jan 2022)
  • [FCA CF] Client dealing (8 Dec 2020 to 28 Jan 2022)
  • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
• David Torquil Matheson

  IRN DTM00003

  • CF1 Director (1 Dec 2001 to 1 Oct 2008)
• Dewmi Hasara Minty

  IRN DXM01087

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Aug 2024)
  • [FCA CF] Client dealing (since 16 Aug 2024)

• Maseco LLP (no longer appointed)

  FRN 485355 · Appointed 26 Jun 2008 · Until 30 Nov 2008

No changes recorded yet.