Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2014 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 8 Dec 2019)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • CF4 Partner (AR) (20 Feb 2013 to 31 Mar 2014)
  • Tanager Wealth Management LLP (no longer approved here)

    FRN 589845

    • Employed By (20 Feb 2013 to 31 Mar 2014)
  • MASECO LLP (no longer approved here)

    FRN 489718

    • CF4 Partner (1 Dec 2008 to 31 Dec 2011)
    • CF30 Customer (1 Dec 2008 to 29 Mar 2010)
    • CF11 Money Laundering Reporting (1 Dec 2008 to 20 Dec 2010)
    • CF10 Compliance Oversight (1 Dec 2008 to 2 Dec 2010)
  • Buzzacott Financial Services Limited (no longer approved here)

    FRN 131355

    • CF4 Partner (AR) (4 Jul 2008 to 30 Nov 2008)
  • Maseco LLP (no longer approved here)

    FRN 485355

    • Employed By (4 Jul 2008 to 30 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.