Plutus Wealth Management LLP

• Principal Place of Business

  Aldwych House

  71-91 Aldwych

  London

  WC2B 4HN

  UNITED KINGDOM

  Phone

  +4402078715200

  Web

  https://www.plutuswealth.com

• Complaints Contact

  Aldwych House

  71-91 Aldwych

  London

  WC2B 4HN

  UNITED KINGDOM

  Phone

  +4402078715200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · Limited to not brokering credit for the purpose of increasing the funds available for investment.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Wild

  IRN AXW01866

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Feb 2012 to 29 Jul 2014)
  • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
• Alexander William Ripoll Eichhorn

  IRN AWE01015

  • CF4 Partner (AR) (20 Feb 2013 to 31 Mar 2014)
• Andrew Charles Richards

  IRN ACR01117

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
• David Richard Bradley

  IRN DRB01164

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2021)
  • CF30 Customer (4 Jan 2019 to 8 Dec 2019)
• Gemma Stanbridge

  IRN GXS01838

  • CF30 Customer (3 Jan 2012 to 16 May 2012)
• Georgina Jane Talbot

  IRN GJP01107

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Oct 2023)
  • SMF27 Partner (9 Dec 2019 to 5 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Oct 2023)
  • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
  • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
• Ian James Humphreys

  IRN IJH01063

  • CF1 Director (AR) (29 Jul 2014 to 3 Aug 2021)
• James Robson

  IRN JXR01819

  • CF30 Customer (27 Jul 2012 to 29 Oct 2014)
• Jeffrey Leland Hedges

  IRN JLH01086

  • CF30 Customer (5 Apr 2013 to 31 Mar 2014)
  • CF4 Partner (AR) (12 Nov 2012 to 31 Mar 2014)
• Julius Alan Lipner

  IRN JAL01103

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 5 May 2021)
  • [FCA CF] Functions requiring qualifications (since 5 May 2021)

• London PF Ltd (no longer appointed)

  FRN 628546 · Appointed 17 Jul 2014 · Until 18 Aug 2021

• Tanager Wealth Management LLP (no longer appointed)

  FRN 589845 · Appointed 17 Oct 2012 · Until 31 Mar 2014

No changes recorded yet.