Julius Alan Lipner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plutus Wealth Management LLP

    FRN 541499

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 5 May 2021)
    • [FCA CF] Client dealing (since 5 May 2021)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (11 Jun 2009 to 30 Apr 2012)
  • Magnetar Financial (UK) LLP (no longer approved here)

    FRN 447225

    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF27 Investment Management (21 Jun 2007 to 31 Oct 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (2 Mar 2005 to 26 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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