Date authorised
1 April 2013
Companies House
OC316696
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Great Pulteney Street
    3rd Floor
    London
    W1F 9LT
    UNITED KINGDOM
    Phone
    +4402075145400
  • Complaints Contact

    25 Great Pulteney Street
    3rd Floor
    London
    W1F 9LT
    UNITED KINGDOM
    Phone
    +4402075145400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Magnetar Capital (UK) Ltd

    IRN XXM01048

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 May 2006 to 8 Dec 2019)
  • . Magnetar Management (UK) Ltd

    IRN XXM01047

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 May 2006 to 8 Dec 2019)
  • Aidan John McKeown

    IRN AJM01633

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2016 to 8 Dec 2019)
  • Alan Mitchell Shaffran

    IRN AMS01176

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Apr 2010 to 22 Oct 2019)
    • CF11 Money Laundering Reporting (9 Apr 2010 to 8 Dec 2019)
    • CF3 Chief Executive (9 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2008 to 8 Dec 2019)
  • Andrea Ehrhardt

    IRN ASE01031

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • Antonia May Gilles O'Connor

    IRN AMR01126

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (25 Nov 2014 to 8 Dec 2019)
  • Antonio Casari

    IRN AXC01481

    • CF30 Customer (1 Nov 2007 to 4 Mar 2009)
    • CF27 Investment Management (29 Jun 2007 to 31 Oct 2007)
  • Ashim Paun

    IRN ARP01126

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF22 Investment Adviser (Trainee) (5 Oct 2007 to 31 Oct 2007)
  • Brandon Kufrin

    IRN BXK01356

    • CF30 Customer (10 Oct 2014 to 31 Jul 2015)
  • Christopher Allen Rossbach

    IRN CAR01089

    • CF27 Investment Management (24 May 2006 to 15 Oct 2007)
    • CF3 Chief Executive (24 May 2006 to 15 Oct 2007)
    • CF4 Partner (24 May 2006 to 19 Apr 2007)
    • CF8 Apportionment and Oversight (24 May 2006 to 15 Oct 2007)
    • CF10 Compliance Oversight (24 May 2006 to 15 Oct 2007)
    • CF11 Money Laundering Reporting (24 May 2006 to 15 Oct 2007)
    • CF21 Investment Adviser (24 May 2006 to 15 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.