Date authorised
1 April 2013
Companies House
OC316696
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Great Pulteney Street
    3rd Floor
    London
    W1F 9LT
    UNITED KINGDOM
    Phone
    +4402075145400
  • Complaints Contact

    25 Great Pulteney Street
    3rd Floor
    London
    W1F 9LT
    UNITED KINGDOM
    Phone
    +4402075145400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Pedrick

    IRN CJP01105

    • CF30 Customer (1 Nov 2007 to 29 Apr 2016)
    • CF26 Customer Trading (1 Aug 2006 to 31 Oct 2007)
  • Christopher Neil Lewis

    IRN CNL01029

    • CF30 Customer (17 Dec 2015 to 11 May 2018)
  • David Krap

    IRN DXK01231

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • David Pritsker

    IRN DXP01500

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2008)
    • CF13 Finance (24 May 2006 to 31 Oct 2007)
  • David Thomas Irving

    IRN DXI01022

    • CF30 Customer (17 Jun 2011 to 10 Aug 2017)
  • Edward Bernadotte

    IRN EXB01352

    • CF30 Customer (25 May 2010 to 2 Apr 2016)
  • Edward Nathaniel Mills

    IRN ENM01007

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
    • CF26 Customer Trading (29 Jun 2007 to 31 Oct 2007)
  • Graham M. Radman

    IRN GMR01082

    • CF30 Customer (19 Sep 2016 to 8 Mar 2019)
  • Hayley Stein

    IRN HXS00536

    • SMF16 Compliance Oversight (since 22 May 2025)
  • James Richard Charles Ward

    IRN JRW01159

    • CF30 Customer (24 Dec 2010 to 3 Feb 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.