Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Mar 2024)
- CF30 Customer (21 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (3 Dec 2015 to 17 Feb 2016)
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- CF30 Customer (9 Nov 2010 to 7 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2009)
- CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
- CF26 Customer Trading (29 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.