Date authorised
1 April 2013
Companies House
OC309261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100
  • Complaints Contact

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . GSA Capital Services Limited

    IRN XXG01011

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Feb 2005 to 8 Dec 2019)
  • . GSA Member Limited

    IRN XXG01153

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Jan 2017 to 8 Dec 2019)
  • . HFFX LLP

    IRN XXH01078

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Adam Cannell

    IRN AMC01323

    • [FCA CF] Material risk taker (since 3 Apr 2024)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • Adam David Bull

    IRN AXB00703

    • [FCA CF] Material risk taker (30 Mar 2021 to 21 Mar 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 1 Apr 2022)
  • Adam Forshaw

    IRN AXF00483

    • [FCA CF] Algorithmic trading (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 15 Nov 2023)
  • Adam Parslew

    IRN AXP02182

    • [FCA CF] Algorithmic trading (since 24 Oct 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 22 Mar 2022)
    • CF4 Partner (3 Apr 2013 to 2 Dec 2019)
  • Adam Stevenson

    IRN AXS02540

    • [FCA CF] Algorithmic trading (since 5 May 2023)
  • Addison Tsai

    IRN AXT01440

    • CF21 Investment Adviser (26 Apr 2006 to 13 Nov 2006)
  • Adrian Richard Groves

    IRN ARG01134

    • [FCA CF] Algorithmic trading (11 May 2023 to 6 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.