Date authorised
1 April 2013
Companies House
OC309261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100
  • Complaints Contact

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Afonso Correia de Barros Leite de Castro

    IRN ACL01076

    • [FCA CF] Algorithmic trading (since 8 Dec 2025)
    • CF30 Customer (24 Jul 2013 to 16 Aug 2016)
  • Afonso Goncalves da Silva

    IRN AGD01074

    • CF30 Customer (18 Jul 2011 to 8 Dec 2019)
  • Ahmed Lababidi

    IRN AML01190

    • [FCA CF] Algorithmic trading (since 15 Dec 2025)
  • Alan Mark Button

    IRN AMB01184

    • CF30 Customer (1 Nov 2007 to 15 May 2014)
    • CF27 Investment Management (27 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (22 Nov 2005 to 15 Aug 2014)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
  • Alexander Alekseev

    IRN AXA02641

    • CF30 Customer (15 Oct 2012 to 16 Sep 2013)
  • Alexander Feser

    IRN AXF00266

    • [FCA CF] Algorithmic trading (6 Sep 2021 to 4 Oct 2022)
  • Alexander Gerko

    IRN AXG01876

    • CF30 Customer (28 Sep 2009 to 4 Jul 2016)
  • Alexander Kurshev

    IRN AXK01639

    • CF30 Customer (9 Oct 2014 to 4 Jul 2016)
  • Alexander Migita

    IRN AXM02767

    • CF30 Customer (4 Sep 2013 to 4 Jul 2016)
  • Alexander Shvorob

    IRN AXS01681

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (22 Nov 2005 to 2 Dec 2019)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.