Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 26 Jul 2023)
- [FCA CF] Material risk taker (since 7 Sep 2022)
- [FCA CF] Client dealing (since 25 Jul 2022)
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- [FCA CF] Client dealing (4 Jun 2019 to 20 Jul 2022)
- [PRA CF] Managing a material risk taker (4 Jun 2019 to 20 Jul 2022)
- [FCA CF] Material risk taker (4 Jun 2019 to 20 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (4 Jun 2019 to 20 Jul 2022)
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- CF30 Customer (20 Jan 2014 to 22 Mar 2019)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2009)
- CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.