Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 19 Nov 2025)
- [FCA CF] Significant management (since 19 Nov 2025)
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- CF30 Customer (25 May 2010 to 2 Apr 2016)
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- CF30 Customer (13 Jun 2008 to 10 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.