Alan Mitchell Shaffran

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Magnetar Financial (UK) LLP

    FRN 447225

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (9 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Apr 2010 to 22 Oct 2019)
    • CF3 Chief Executive (9 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2008 to 8 Dec 2019)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (18 Feb 2002 to 28 Sep 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.