Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Dec 2011 to 6 Nov 2012)
    • CF10 Compliance Oversight (14 Dec 2011 to 6 Nov 2012)
    • CF4 Partner (27 Apr 2009 to 8 Dec 2019)
    • CF3 Chief Executive (27 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (27 Apr 2009 to 8 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2013 to 8 Dec 2019)
  • Magnetar Financial (UK) LLP (no longer approved here)

    FRN 447225

    • CF3 Chief Executive (24 May 2006 to 15 Oct 2007)
    • CF27 Investment Management (24 May 2006 to 15 Oct 2007)
    • CF21 Investment Adviser (24 May 2006 to 15 Oct 2007)
    • CF11 Money Laundering Reporting (24 May 2006 to 15 Oct 2007)
    • CF8 Apportionment and Oversight (24 May 2006 to 15 Oct 2007)
    • CF10 Compliance Oversight (24 May 2006 to 15 Oct 2007)
    • CF4 Partner (24 May 2006 to 19 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.