Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Star Fund Managers LLP
FRN 491003
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF11 Money Laundering Reporting (14 Dec 2011 to 6 Nov 2012)
- CF10 Compliance Oversight (14 Dec 2011 to 6 Nov 2012)
- CF4 Partner (27 Apr 2009 to 8 Dec 2019)
- CF3 Chief Executive (27 Apr 2009 to 8 Dec 2019)
- CF30 Customer (27 Apr 2009 to 8 Dec 2019)
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J. STERN & CO LLP
FRN 588344
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (4 Mar 2013 to 8 Dec 2019)
- CF30 Customer (4 Mar 2013 to 8 Dec 2019)
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- CF3 Chief Executive (24 May 2006 to 15 Oct 2007)
- CF27 Investment Management (24 May 2006 to 15 Oct 2007)
- CF21 Investment Adviser (24 May 2006 to 15 Oct 2007)
- CF11 Money Laundering Reporting (24 May 2006 to 15 Oct 2007)
- CF8 Apportionment and Oversight (24 May 2006 to 15 Oct 2007)
- CF10 Compliance Oversight (24 May 2006 to 15 Oct 2007)
- CF4 Partner (24 May 2006 to 19 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.