Ashim Paun

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (9 Apr 2021 to 9 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Apr 2021 to 9 Jul 2021)
    • CF30 Customer (21 Jan 2015 to 6 Mar 2016)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (17 Mar 2011 to 30 Apr 2011)
  • Magnetar Financial (UK) LLP (no longer approved here)

    FRN 447225

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF22 Investment Adviser (Trainee) (5 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.