Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tanager Wealth Management LLP (no longer approved here)

    FRN 610237

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
    • SMF27 Partner (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2014 to 8 Dec 2019)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • CF30 Customer (5 Apr 2013 to 31 Mar 2014)
    • CF4 Partner (AR) (12 Nov 2012 to 31 Mar 2014)
  • Tanager Wealth Management LLP (no longer approved here)

    FRN 589845

    • Employed By (12 Nov 2012 to 31 Mar 2014)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (1 Nov 2007 to 9 Mar 2016)
    • CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (7 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.