Ian James Humphreys

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cormorant Partnership LLP

    FRN 488257

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Functions requiring qualifications (since 23 May 2022)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • CF1 Director (AR) (29 Jul 2014 to 3 Aug 2021)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (9 Apr 2011 to 9 Nov 2012)
    • CF4 Partner (AR) (26 Nov 2008 to 7 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.