Cormorant Partnership LLP

• Principal Place of Business

  34 Lime Street

  London

  EC3M 7AT

  UNITED KINGDOM

  Phone

  +447553347748

  Web

  https://cormorantpartners.co.uk

• Complaints Contact

  34 Lime Street

  London

  EC3M 7AT

  ENGLAND

  Phone

  +442076385646

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Hicks

  IRN AXH02550

  • CF30 Customer (20 Oct 2016 to 29 Jun 2018)
• Abirami Rasaratnam

  IRN AXR02297

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2026)
  • [FCA CF] Client dealing (since 28 Mar 2026)
• Anthony Coleman

  IRN AXC00242

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
• Charles Paul Stewart

  IRN CPS01079

  • CF30 Customer (21 Jan 2016 to 29 Jun 2018)
• Daire Austin Dowling

  IRN DAD01136

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 13 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 13 Mar 2023)
• Daniel Robert Callaway

  IRN DRC01186

  • [FCA CF] Client dealing (23 Jan 2023 to 6 Feb 2023)
  • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 6 Feb 2023)
• David Graham Ferguson

  IRN DGF01036

  • CF1 Director (AR) (4 Jun 2014 to 4 Nov 2014)
  • CF30 Customer (1 Jun 2012 to 4 Nov 2014)
• David Tarbotton

  IRN DXT01393

  • [FCA CF] Client dealing (12 Jan 2023 to 7 Feb 2023)
  • [FCA CF] Functions requiring qualifications (12 Jan 2023 to 7 Feb 2023)
• Dylan Butterworth

  IRN DXB00919

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
• Erez Frisch

  IRN EXF01127

  • CF30 Customer (21 Jul 2016 to 18 May 2017)

• Stadden Forbes Wealth Management Ltd (no longer appointed)

  FRN 651647 · Appointed 27 Oct 2014 · Until 3 Jul 2018

• Activus Wealth Management Limited (no longer appointed)

  FRN 623530 · Appointed 15 May 2014 · Until 8 Jan 2015

No changes recorded yet.