Aaron Hicks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monenti Partners Ltd

    FRN 485058

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2020)
    • CF30 Customer (18 Oct 2019 to 2 Oct 2020)
  • Stadden Forbes Financial Planning Ltd (no longer approved here)

    FRN 837821

    • (2)Employed By (18 Oct 2019 to 2 Oct 2020)
  • Cormorant Partnership LLP (no longer approved here)

    FRN 488257

    • CF30 Customer (20 Oct 2016 to 29 Jun 2018)
  • Eight Four Two Limited (no longer approved here)

    FRN 605566

    • CF30 Customer (1 Jan 2015 to 16 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.