Date authorised
14 October 2013
Companies House
08230406
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Loom
    14 Gower's Walk
    London
    E1 8PY
    UNITED KINGDOM
    Phone
    +4402038610842
  • Complaints Contact

    The Loom
    14 Gower's Walk
    London
    E1 8PY
    UNITED KINGDOM
    Phone
    +4402038610840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Hicks

    IRN AXH02550

    • CF30 Customer (1 Jan 2015 to 16 Sep 2016)
  • Adam Swift

    IRN AXS10328

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2020)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Amber Blastock

    IRN AXB04773

    • SMF3 Executive Director (since 1 Dec 2025)
  • Andrew McErlean

    IRN AXM03626

    • CF30 Customer (27 Jul 2015 to 17 Sep 2015)
  • Claire Stevens

    IRN CXS02310

    • CF30 Customer (6 Jan 2016 to 28 Apr 2017)
  • Derek Paul Sumsion

    IRN DXS00076

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • CF1 Director (AR) (since 24 Jul 2023)
    • SMF16 Compliance Oversight (since 18 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (15 Jun 2015 to 4 Jan 2016)
    • Responsible for Insurance Mediation (14 Oct 2013 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (14 Oct 2013 to 15 Aug 2014)
    • CF1 Director (14 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
  • Haydn May

    IRN HXM00126

    • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 6 Oct 2023)
    • [FCA CF] Client dealing (15 Sep 2022 to 6 Oct 2023)
  • Helen McKeown

    IRN HXM01576

    • CF10 Compliance Oversight (16 Oct 2014 to 27 Mar 2015)
    • CF11 Money Laundering Reporting (16 Oct 2014 to 27 Mar 2015)
  • Ian Peters

    IRN IXP00166

    • SMF3 Executive Director (since 1 Dec 2025)
  • Martin David Clarke

    IRN MXC00132

    • SMF3 Executive Director (9 Dec 2019 to 26 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Oct 2020)
    • CF1 Director (14 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.