Date authorised
14 October 2013
Companies House
08230406
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Loom
    14 Gower's Walk
    London
    E1 8PY
    UNITED KINGDOM
    Phone
    +4402038610842
  • Complaints Contact

    The Loom
    14 Gower's Walk
    London
    E1 8PY
    UNITED KINGDOM
    Phone
    +4402038610840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Bowen

    IRN MXB03765

    • [FCA CF] Client dealing (24 Jan 2025 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (24 Jan 2025 to 31 Mar 2026)
    • CF1 Director (AR) (17 Aug 2023 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (10 Dec 2021 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • CF1 Director (23 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Jan 2016 to 23 Jan 2018)
    • CF10 Compliance Oversight (13 Jan 2016 to 23 Jan 2018)
  • Sinead Costello

    IRN SXC02918

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
  • William Charles Thomas Collier

    IRN WXC00094

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 May 2025)
    • [FCA CF] Functions requiring qualifications (since 22 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.