Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aventur Wealth Ltd
FRN 968770
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Apr 2026)
- [FCA CF] Client dealing (since 6 Apr 2026)
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- [FCA CF] Functions requiring qualifications (24 Jan 2025 to 31 Mar 2026)
- [FCA CF] Client dealing (24 Jan 2025 to 31 Mar 2026)
- CF1 Director (AR) (17 Aug 2023 to 31 Mar 2026)
- [FCA CF] Manager of certification employee (10 Dec 2021 to 31 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
- CF1 Director (23 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Jan 2016 to 23 Jan 2018)
- CF10 Compliance Oversight (13 Jan 2016 to 23 Jan 2018)
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- (1)Employed By (17 Aug 2023 to 31 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.