Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2026)
    • [FCA CF] Client dealing (since 6 Apr 2026)
  • Eight Four Two Limited (no longer approved here)

    FRN 605566

    • [FCA CF] Functions requiring qualifications (24 Jan 2025 to 31 Mar 2026)
    • [FCA CF] Client dealing (24 Jan 2025 to 31 Mar 2026)
    • CF1 Director (AR) (17 Aug 2023 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (10 Dec 2021 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • CF1 Director (23 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Jan 2016 to 23 Jan 2018)
    • CF10 Compliance Oversight (13 Jan 2016 to 23 Jan 2018)
  • Eight Four Two Trustees Limited (no longer approved here)

    FRN 834886

    • (1)Employed By (17 Aug 2023 to 31 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.