Date authorised
3 May 2022
Companies House
12632431
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442037401113
  • Complaints Contact

    Aventur
    PO Box 13267
    Colchester
    Essex
    CO1 9YA
    UNITED KINGDOM
    Phone
    +442037401113

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akbor Ali

    IRN AXA01286

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
  • Anna Karin Levin

    IRN AKL01016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2025)
    • [FCA CF] Client dealing (since 9 Sep 2025)
  • Bruce Ian Marsh

    IRN BIM00002

    • [FCA CF] Functions requiring qualifications (9 May 2022 to 9 Mar 2023)
    • [FCA CF] Client dealing (9 May 2022 to 9 Mar 2023)
  • Caroline Wishart-Young

    IRN CXW00021

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 May 2022)
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
  • Clare Louise Bruce

    IRN CLB01116

    • [FCA CF] Client dealing (6 Dec 2022 to 18 Sep 2023)
    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 18 Sep 2023)
  • David Baird

    IRN DXB02757

    • Responsibility for MCD Intermediation (28 Jul 2023 to 22 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 8 Feb 2024)
    • [FCA CF] Client dealing (9 May 2022 to 8 Feb 2024)
  • Kelsey Lorraine O'Brien

    IRN KLS01065

    • [FCA CF] Client dealing (9 May 2022 to 18 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 18 Aug 2023)
  • Kieran Harrison

    IRN KXH00527

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
  • Lance Burnham

    IRN LXB01910

    • [FCA CF] Client dealing (9 May 2022 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 30 Nov 2022)
  • Louis English

    IRN LXE00017

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • [FCA CF] Client dealing (since 9 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

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