Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aventur Wealth Ltd
FRN 968770
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
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- [FCA CF] Functions requiring qualifications (2 Aug 2024 to 10 Jul 2025)
- [FCA CF] Client dealing (2 Aug 2024 to 10 Jul 2025)
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- (1)Employed By (23 Nov 2023 to 5 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (31 Aug 2023 to 5 Aug 2024)
- CF30 Customer (10 Aug 2023 to 5 Aug 2024)
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- Employed By (10 Aug 2023 to 5 Aug 2024)
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- [FCA CF] Client dealing (20 Apr 2022 to 10 Jul 2022)
- [FCA CF] Functions requiring qualifications (20 Apr 2022 to 10 Jul 2022)
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- CF30 Customer (9 Apr 2020 to 11 Nov 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2021)
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- (567)Employed By (9 Apr 2020 to 11 Nov 2021)
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- (68)Employed By (28 Mar 2019 to 12 Feb 2020)
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- CF30 Customer (7 Feb 2018 to 25 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.