Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • [FCA CF] Functions requiring qualifications (2 Aug 2024 to 10 Jul 2025)
    • [FCA CF] Client dealing (2 Aug 2024 to 10 Jul 2025)
  • Akbor Ali (no longer approved here)

    FRN 1005312

    • (1)Employed By (23 Nov 2023 to 5 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Aug 2023 to 5 Aug 2024)
    • CF30 Customer (10 Aug 2023 to 5 Aug 2024)
  • Compass Financial Solutions Ltd (no longer approved here)

    FRN 230677

    • Employed By (10 Aug 2023 to 5 Aug 2024)
  • Ruth Whitehead Associates (no longer approved here)

    FRN 474013

    • [FCA CF] Client dealing (20 Apr 2022 to 10 Jul 2022)
    • [FCA CF] Functions requiring qualifications (20 Apr 2022 to 10 Jul 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (9 Apr 2020 to 11 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (567)Employed By (9 Apr 2020 to 11 Nov 2021)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (68)Employed By (28 Mar 2019 to 12 Feb 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (7 Feb 2018 to 25 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.