D G S Independent Financial Advisers Limited

• Principal Place of Business

  2 Crown Buildings

  The Green

  London

  E4 7EX

  UNITED KINGDOM

  Phone

  +4402085248521

  Web

  https://www.dgsifa.com

• Complaints Contact

  2 Crown Buildings

  The Green

  London

  E4 7EX

  UNITED KINGDOM

  Phone

  +4402085248521

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abul Choudhury

  IRN AKC00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2015 to 8 Dec 2019)
• Akbor Ali

  IRN AXA01286

  • [FCA CF] Client dealing (2 Aug 2024 to 10 Jul 2025)
  • [FCA CF] Functions requiring qualifications (2 Aug 2024 to 10 Jul 2025)
• Alexander Thomas

  IRN AST00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
• Andreas Vazanias

  IRN AXV01571

  • [FCA CF] Client dealing (19 Jul 2021 to 31 May 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2023)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• Andrew Wray

  IRN ADW01134

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 May 2011 to 8 Dec 2019)
• Arvindkumar Navsariwala

  IRN AKN01007

  • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
  • CF21 Investment Adviser (5 Jan 2004 to 31 Oct 2007)
• Benjamin Robbins

  IRN BXR00066

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2022)
• Christopher Francis Haigh

  IRN CFH00019

  • [FCA CF] Client dealing (19 Jul 2021 to 26 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2024)
  • CF30 Customer (1 Apr 2013 to 8 Dec 2019)
• Ciaran Burks

  IRN CXB01037

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
  • [FCA CF] Client dealing (since 18 Feb 2025)
• Colin Tatham

  IRN CLT00008

  • [FCA CF] Client dealing (19 Jul 2021 to 19 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Sep 2003 to 31 Oct 2007)

• Zhoosh Benefits Ltd

  FRN 1010624 · Appointed 13 May 2024

No changes recorded yet.