Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
    • [FCA CF] Client dealing (since 14 Jun 2023)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • [FCA CF] Client dealing (19 Jul 2021 to 31 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2023)
    • CF30 Customer (7 May 2019 to 8 Dec 2019)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (43)Employed By (9 May 2018 to 26 Apr 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (9 May 2018 to 26 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (43)Employed By at One Financial Planning Ltd