Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
- [FCA CF] Client dealing (since 14 Jun 2023)
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- [FCA CF] Client dealing (19 Jul 2021 to 31 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2023)
- CF30 Customer (7 May 2019 to 8 Dec 2019)
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- (43)Employed By (9 May 2018 to 26 Apr 2019)
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- CF30 Customer (9 May 2018 to 26 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (43)Employed By at One Financial Planning Ltd