D G S Independent Financial Advisers Limited

• Principal Place of Business

  2 Crown Buildings

  The Green

  London

  E4 7EX

  UNITED KINGDOM

  Phone

  +4402085248521

  Web

  https://www.dgsifa.com

• Complaints Contact

  2 Crown Buildings

  The Green

  London

  E4 7EX

  UNITED KINGDOM

  Phone

  +4402085248521

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Benjamin Jones

  IRN DBJ01010

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
• Daniel David Potgieter

  IRN DXD00237

  • SMF3 Executive Director (since 26 Mar 2026)
• Daniel Howarth

  IRN DXH00967

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Oct 2025)
  • [FCA CF] Client dealing (since 8 Oct 2025)
• Danny Newsum

  IRN DAN01063

  • [FCA CF] Client dealing (19 Jul 2021 to 28 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• Dominic Wallis

  IRN DXW27639

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Douglas George Walker

  IRN DGW00022

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Feb 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Feb 2026)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Feb 2026)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (30 Sep 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Sep 2003 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Sep 2003 to 8 Dec 2019)
• Ewan Odie

  IRN EGO00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 19 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• George McNeil

  IRN GXM00542

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
  • [FCA CF] Client dealing (since 6 Mar 2023)
• Ginette Kennedy

  IRN GAK01031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• Giovanni Sartori

  IRN GXS00444

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2022)
  • [FCA CF] Client dealing (since 19 Apr 2022)

• Zhoosh Benefits Ltd

  FRN 1010624 · Appointed 13 May 2024

No changes recorded yet.