Ewan Odie

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D G S Independent Financial Advisers Limited

    FRN 225814

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (17 Oct 2011 to 17 Dec 2012)
    • CF30 Customer (16 May 2011 to 17 Dec 2012)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (13 Apr 2011 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • James Antoniou (no longer approved here)

    FRN 215916

    • (2)Employed By (11 Nov 2004 to 15 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.