Clare Louise Bruce

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aventur Wealth Ltd (no longer approved here)

    FRN 968770

    • [FCA CF] Client dealing (6 Dec 2022 to 18 Sep 2023)
    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 18 Sep 2023)
  • Headway Wealth ltd (no longer approved here)

    FRN 841266

    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2020)
    • Responsibility for MCD Intermediation (17 Sep 2019 to 5 Jun 2020)
    • CF1 Director (17 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Sep 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (17 Sep 2019 to 5 Jun 2020)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF1 Director (19 Mar 2018 to 9 Jul 2018)
    • CF30 Customer (4 Nov 2013 to 17 Aug 2018)
  • BHP Financial Planning Limited (no longer approved here)

    FRN 191336

    • CF30 Customer (2 Jun 2011 to 30 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.