BHP Financial Planning Limited

• Principal Place of Business

  Albert Works

  71 Sidney Street

  Sheffield

  South Yorkshire

  S1 4RG

  UNITED KINGDOM

  Phone

  +4401142667171

  Web

  https://bhp.co.uk/financial-planning/

• Complaints Contact

  Albert Works

  71 Sidney Street

  Sheffield

  South Yorkshire

  S1 4RG

  UNITED KINGDOM

  Phone

  +4401142667171

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrea Louise Yellops

  IRN ALY00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (2 Oct 2003 to 2 Oct 2003)
  • CF24 Pension Transfer Specialist (2 Oct 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (11 Oct 2002 to 31 Oct 2007)
• Andrew Charlesworth Hall

  IRN ACH01196

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2022)
  • [FCA CF] Client dealing (since 31 Aug 2022)
• Andrew Gordon Myers

  IRN AGM00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (2 Oct 2003 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (2 Oct 2003 to 2 Oct 2003)
  • CF21 Investment Adviser (27 Feb 2003 to 31 Oct 2007)
• Andrew James Ramrattan

  IRN AJR00069

  • CF1 Director (AR) (19 Feb 2016 to 7 Apr 2017)
  • CF30 Customer (24 May 2013 to 21 Oct 2015)
• Andrew John Quinn

  IRN AJQ01008

  • CF1 Director (AR) (20 Jun 2011 to 10 Feb 2014)
• Antony Bolsover

  IRN AXB02021

  • CF30 Customer (25 Mar 2008 to 7 Dec 2008)
• Callum David Hartley

  IRN CXH00842

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
• Christopher James Spear

  IRN CJS00131

  • CF30 Customer (1 Nov 2007 to 24 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Clare Louise Bruce

  IRN CLB01116

  • CF30 Customer (2 Jun 2011 to 30 Oct 2013)
• Colin Andrew King

  IRN CAK00011

  • CF1 Director (1 Dec 2001 to 23 Feb 2011)

• BHP Corporate FP Ltd (no longer appointed)

  FRN 729502 · Appointed 18 Dec 2015 · Until 11 Jan 2018

• Response Financial Planning Ltd (no longer appointed)

  FRN 531904 · Appointed 1 Jun 2011 · Until 10 Feb 2015

• Richardson & Wise Finance Ltd (no longer appointed)

  FRN 503081 · Appointed 1 Jun 2011 · Until 10 Feb 2015

No changes recorded yet.