Andrew John Quinn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Response Mortgage Services Ltd

    FRN 435582

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Aug 2005 to 31 Mar 2009)
    • CF1 Director (18 Aug 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Aug 2005 to 30 Sep 2018)
  • BHP Financial Planning Limited (no longer approved here)

    FRN 191336

    • CF1 Director (AR) (20 Jun 2011 to 10 Feb 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (13 Sep 2004 to 5 Dec 2005)
    • CF22 Investment Adviser (Trainee) (17 Feb 2004 to 13 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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