Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bolsover Render Financial Planning Ltd
FRN 553200
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (11 Jul 2011 to 8 Dec 2019)
- CF1 Director (11 Jul 2011 to 8 Dec 2019)
- CF30 Customer (11 Jul 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Jul 2011 to 30 Sep 2018)
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- Employed By (23 Jun 2009 to 8 Dec 2019)
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- CF30 Customer (25 Mar 2008 to 7 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Dec 2004 to 25 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.