BHP Financial Planning Limited

• Principal Place of Business

  Albert Works

  71 Sidney Street

  Sheffield

  South Yorkshire

  S1 4RG

  UNITED KINGDOM

  Phone

  +4401142667171

  Web

  https://bhp.co.uk/financial-planning/

• Complaints Contact

  Albert Works

  71 Sidney Street

  Sheffield

  South Yorkshire

  S1 4RG

  UNITED KINGDOM

  Phone

  +4401142667171

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Duncan Arnot

  IRN CDA01042

  • CF10 Compliance Oversight (30 Jun 2005 to 20 May 2011)
  • CF11 Money Laundering Reporting (30 Jun 2005 to 20 May 2011)
• Daniel Richardson

  IRN DXR01591

  • CF1 Director (AR) (14 Jun 2011 to 10 Feb 2014)
• David Forrest

  IRN DXF01413

  • CF1 Director (31 Mar 2011 to 1 May 2011)
• David John Berry

  IRN DXB01950

  • CF30 Customer (6 Jul 2011 to 13 Nov 2015)
• Gary Asquith

  IRN GXA00002

  • [FCA CF] Manager of certification employee (1 Mar 2021 to 30 Sep 2025)
• Graham Leslie Stuart-Harris

  IRN GLS00005

  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2010)
  • CF8 Apportionment and Oversight (17 Oct 2003 to 31 Mar 2009)
  • CF3 Chief Executive (17 Oct 2003 to 31 Dec 2010)
  • CF1 Director (1 Dec 2001 to 23 Feb 2011)
• Hamish Moir Morrison

  IRN HXM00329

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2023)
• Janet Hague

  IRN JXH00310

  • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Sep 2003)
  • CF1 Director (1 Dec 2001 to 26 Sep 2003)
• John Edward Esberger

  IRN JEE00008

  • CF21 Investment Adviser (15 May 2002 to 1 Jan 2003)
• John Warner

  IRN JXW01833

  • Director of firm who is not a certification employee or a SMF manager (20 Apr 2022 to 30 Jan 2023)
  • CF1 Director (AR) (4 Mar 2016 to 7 Nov 2017)
  • CF1 Director (31 Mar 2011 to 19 Nov 2019)

• BHP Corporate FP Ltd (no longer appointed)

  FRN 729502 · Appointed 18 Dec 2015 · Until 11 Jan 2018

• Response Financial Planning Ltd (no longer appointed)

  FRN 531904 · Appointed 1 Jun 2011 · Until 10 Feb 2015

• Richardson & Wise Finance Ltd (no longer appointed)

  FRN 503081 · Appointed 1 Jun 2011 · Until 10 Feb 2015

No changes recorded yet.