Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BHP Financial Planning Limited (no longer approved here)

    FRN 191336

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 30 Sep 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (25 Sep 2020 to 26 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 25 Apr 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.