BHP Financial Planning Limited

• Principal Place of Business

  Albert Works

  71 Sidney Street

  Sheffield

  South Yorkshire

  S1 4RG

  UNITED KINGDOM

  Phone

  +4401142667171

  Web

  https://bhp.co.uk/financial-planning/

• Complaints Contact

  Albert Works

  71 Sidney Street

  Sheffield

  South Yorkshire

  S1 4RG

  UNITED KINGDOM

  Phone

  +4401142667171

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Lecomber

  IRN JXL01984

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
• Jordan David Capel

  IRN JXC86364

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
• Joy Michelle Clegg

  IRN JMC00065

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsible for Insurance Distribution (since 1 Feb 2022)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (4 Apr 2016 to 7 Nov 2017)
  • CF30 Customer (3 Jun 2011 to 8 Dec 2019)
  • CF1 Director (3 Jun 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jun 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jun 2011 to 8 Dec 2019)
• Lisa Ann Leighton

  IRN LXL00223

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2023)
• Maurice Hubert Docwra

  IRN MHD00004

  • CF30 Customer (22 Apr 2015 to 31 Jul 2016)
• Max Green

  IRN MXG00498

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Jul 2022)
  • [FCA CF] Client dealing (since 12 Jul 2022)
• Michael Joseph Burke

  IRN MJB01688

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2022)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Nicholas Charles Scott Brier

  IRN NCB00009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (17 May 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (8 Dec 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
• Nigel Charles Bullas

  IRN NCB01056

  • CF1 Director (AR) (22 Feb 2016 to 7 Nov 2017)
• Oliver Joe Fowler

  IRN OXF00069

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)

• BHP Corporate FP Ltd (no longer appointed)

  FRN 729502 · Appointed 18 Dec 2015 · Until 11 Jan 2018

• Response Financial Planning Ltd (no longer appointed)

  FRN 531904 · Appointed 1 Jun 2011 · Until 10 Feb 2015

• Richardson & Wise Finance Ltd (no longer appointed)

  FRN 503081 · Appointed 1 Jun 2011 · Until 10 Feb 2015

No changes recorded yet.