Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2025)
  • The Financial Advice Service Ltd (no longer approved here)

    FRN 682428

    • Employed By (27 Feb 2024 to 1 Aug 2024)
  • TFAS Wealth Ltd (no longer approved here)

    FRN 968148

    • CF30 Customer (27 Feb 2024 to 1 Aug 2024)
    • [FCA CF] Client dealing (1 May 2023 to 1 Aug 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (27 Oct 2022 to 5 Apr 2023)
    • [FCA CF] Functions requiring qualifications (27 Oct 2022 to 5 Apr 2023)
  • BHP Financial Planning Limited (no longer approved here)

    FRN 191336

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2022)
    • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF30 Customer (17 Dec 2009 to 19 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.