Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FOGWILL & JONES ASSET MANAGEMENT LIMITED
FRN 433208
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 7 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 7 Feb 2025)
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- Employed By (27 Feb 2024 to 1 Aug 2024)
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- CF30 Customer (27 Feb 2024 to 1 Aug 2024)
- [FCA CF] Client dealing (1 May 2023 to 1 Aug 2024)
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- [FCA CF] Client dealing (27 Oct 2022 to 5 Apr 2023)
- [FCA CF] Functions requiring qualifications (27 Oct 2022 to 5 Apr 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2022)
- CF30 Customer (4 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (17 Dec 2009 to 19 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.